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Compliance & Legal

Investor Data.

Monthly disposal of investor grievances data.

At Platinum Research, we believe that transparency is the bedrock of a successful relationship between a research analyst and their clients. Below is the monthly disclosure of investor grievances data as required by SEBI guidelines.

Complaint Data

Priti Tiwari (SEBI Registration Number - INH000019822)

Data for the month ending: 31st August 2025

Monthly Disclosure of Complaint Data
Sr. No Received from Pending at end of last month Received Resolved* Total Pending # Pending complaints > 3 months Average Resolution time^ (in days)
1 Directly from Investors NIL NIL NIL NIL NIL NIL
2 SEBI (SCORES) NIL NIL NIL NIL NIL NIL
3 Other sources (if any) NIL NIL NIL NIL NIL NIL
Grand Total NIL NIL NIL NIL NIL NIL

Number of complaints received during month against the RA due to impersonation by some other entity: In case of any complaints received against the RA due to impersonation of the RA by some other entity, the RA may adjust the number of such complaints from total number of received/resolved complaints while preparing the above table. Further, RA must close such impersonation related complaints after following the due process as specified by SEBI/ RAASB.

* Inclusive of complaints of previous months resolved in the current month.

# Inclusive of complaints pending as on the last day of the month.

^ Average Resolution time is the sum total of time taken to resolve each complaint, in days, in the current month divided by total number of complaints resolved in the current month.

Trend of Monthly Disposal of Complaints

Disposal history for recent months of 2025

Trend of Monthly Disposal of Complaints
Sr. No Month Carried forward from previous month Received Resolved* Pending#
1 August 2025 NIL NIL NIL NIL
2 July 2025 NIL NIL NIL NIL
3 June 2025 NIL NIL NIL NIL
4 May 2025 NIL NIL NIL NIL
5 April 2025 NIL NIL NIL NIL
6 March 2025 NIL NIL NIL NIL
7 February 2025 NIL NIL NIL NIL
Grand Total NIL NIL NIL NIL

* Inclusive of complaints of previous months resolved in the current month.

# Inclusive of complaints pending as on the last day of the month.

Trend of Annual Disposal of Complaints

Disposal history for recent years

Trend of Annual Disposal of Complaints
Sr. No Year Carried forward from previous year Received Resolved* Pending#
1 2024-25 NIL NIL NIL NIL
2 2025-26 NIL NIL NIL NIL
Grand Total NIL NIL NIL NIL

* Inclusive of complaints of previous months resolved in the current month.

# Inclusive of complaints pending as on the last day of the month.

Grievance Framework

Our framework for Investor Grievances is designed to protect investor interests and ensure that any concern raised is resolved within the mandated timelines. We maintain an independent escalation channel for disputes.


Last updated: Feb 2025. For further clarifications, please contact our Compliance Officer at prititiwari@platinumresearch.in.